ENVIRONMENT | Clean Energy and Clean Tech | USA | First Trust NASDAQ Clean Edge Green Energy Index Fund | First Trust Advisors LP | 0.66% | The Index tracks companies engaged in manufacturing, development, distribution and installation of clean energy technologies including, but not limited to, solar, photovoltaics, biofuels and advanced batteries | NASDAQ Clean Edge Green Energy Index | NASDAQ | QCLN |
ENVIRONMENT | Clean Energy and Clean Tech | USA | First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund | First Trust Advisors LP | 0.84% | The index includes companies that are primarily involved in electric grid, electric meters and devices, networks, energy storage and manage- ment, and enabling software used by the smart grid sector. | NASDAQ OMC Clean Edge Smart Grid Infrastructure Index | NASDAQ | GRID |
ENVIRONMENT | Clean Energy and Clean Tech | London and Europe | iShares Global Clean Energy (London Listing) | Blackrock | 0.65% | The index provides exposure to 30 global companies operating within the clean energy industry, including solar, electric power and wind power. | SandP Global Clean Energy Index | London and Europe | INRG |
ENVIRONMENT | Clean Energy and Clean Tech | London and Europe | iShares Global Clean Energy (USA Listing) | | 0.47% | The index provides exposure to 30 global companies operating within the clean energy industry, including solar, electric power and wind power. | SandP Global Clean Energy Index | NASDAQ | ICLN |
ENVIRONMENT | Clean Energy and Clean Tech | London and Europe | VanEck Vectors Global Alternative Energy ETF | VanEck | 0.67% | The index is comprised of a global universe of listed companies engaged in the alternative energy industry, including bio-fuels, bio mass, wind, solar, hydro and geothermal. It also includes technologies that support the production, use and storage of these sources. | Ardour Global Index (Extra Liquid) | NYSE Arca | GEX |
ENVIRONMENT | Clean Energy and Clean Tech | London and Europe | Invesco Global Clean Energy Porftolio | Invesco Capital Manage- ment | 0.75% | The index is comprised of companies that focus on greener and generally renewable sources of energy and technologies facilitating cleaner energy. The Fund invests in consumer discretionary, consumer staples, energy, industrials, information technology, materials and utilities sectors. | WilderHill New Energy Global Innovation Index | NYSE Arca | PBD |
ENVIRONMENT | Clean Energy and Clean Tech | London and Europe | Invesco WilderHill Clean Energy ETF | Invesco Capital Manage- ment | 0.77% | The index is comprised of US companies that focus on greener and generally renewable sources of energy and technologies that facilitate cleaner energy. The Fund invests in the sectors, such as consumer discre- tionary, industrial, information technology, materials, utilities, energy and consum- er staples. | WilderHill Clean Energy Index | NYSE Arca | PBW |
ENVIRONMENT | Clean Energy and Clean Tech | London and Europe | Invesco Wilderhill Progressive Energy ETF | Invesco Capital Manage- ment | 1.05% | The index is comprised of companies in the United States that are engaged in transitional energy technologies to improve the use of fossil fuels and nuclear power. The Index is composed of companies focused on the following areas: alternative energy, better efficiency, emission reduction, new energy activity, greener utilities, innovative materials and energy storage. | WilderHill Progressive Energy Index | NYSE Arca | PUW |
ENVIRONMENT | Clean Energy and Clean Tech | London and Europe | Invesco CleanTech ETF | Invesco Capital Manage- ment | 0.68% | The index consists of global companies that have a presence in cleantech. The companies may operate in different industries, including consumer discre- tionary, health care, industrials, materi- als, utilities and information technology. | Cleantech Index | NYSE Arca | PZD |
ENVIRONMENT | Solar | London and Europe | Invesco Solar ETF | Invesco Capital Manage- ment | 0.70% | The index is comprised of less than 30 securities selected based on the relative impor- tance of solar power within the company's business model. | MAC Global Solar Energy Index | NYSE Arca | TAN |
ENVIRONMENT | Wind | London and Europe | First Trust ISE Global Wind Energy Index Fund | First Trust Advisors LP | 0.71% | Two-thirds of the index is invested in global companies that provide goods and services directly to the wind energy industry (e.g. manufacture or distribute wind energy), one third is invested in global companies that are significant partici- pants in the wind energy industry, but are not devoted exclusively to it. | ISE Clean Edge Global Wind Energy Index | NYSE Arca | FAN |
ENVIRONMENT | Water | London and Europe | First Trust ISE Water Index Fund | First Trust Advisors LP | 0.56% | The Index consists of 36 US stocks that derive a substantial portion of their revenues from the potable and wastewater industries. | ISE Clean Edge Water Index | NYSE Arca | FIW |
ENVIRONMENT | Water | London and Europe | iShares Global Water UCITS ETF New | Blackrock | 0.65% | Invests in the 50 largest global companies engaged in water related business. | SandP Global Water Index | London and Europe | IH20 |
ENVIRONMENT | Water | London and Europe | Invesco SandP Global Water Index ETF | | 0.61% | The index consists of approximately 50 global companies comprised of two clusters: 25 water utilities and infrastructure companies, and 25 water equipment and materials companies. | SandP Global Water Index | NYSE Arca | CGW |
ENVIRONMENT | Water | London and Europe | Invesco Global Water ETF | Invesco Capital Manage- ment | 0.75% | The index is comprised of global companies that create products designed to conserve and purify water for homes, businesses and industries. | NASDAQ OMX Global Water Index | NASDAQ | PIO |
ENVIRONMENT | Water | London and Europe | Invesco Water Resources ETF | Invesco Capital Manage- ment | 0.62% | The index is comprised of US companies that create products designed to conserve and purify water for homes, businesses and industries. | NASDAQ OMX US Water Index | NYSE Arca | PHO |
ENVIRONMENT | Water | Europe | Lyxor World Water UCITS ETF New | Lyxor Investment Manage- ment | 0.60% | Invests in the largest companies operating in water utilities, water infrastructure and water treatment. | World Water cw Total Return Index | London and Europe | WATL |
ENVIRONMENT | Low Carbon and Fossil Fuel Free | London and Europe | Amundi ETF MSCI World Low Carbon UCITS ETF | Amundi Luxem- bourg SA | 0.25% | The index aims to achieve at least a 50% reduction in its carbon footprint, relative to the MSCI World Index. The index excludes companies with the highest carbon emissions and the largest owners of carbon reserves (per dollar of market capitalisa- tion). | MSCI World Low Carbon Leaders Strategy Index | London and Europe | LWCR |
ENVIRONMENT | Low Carbon and Fossil Fuel Free | London and Europe | iPath Global Carbon ETN | Barclays | 0.75% | The index measures the performance of the most liquid carbon-related credit plans, namely the European Union Emission Trading Scheme (EU ETS Phase II) and Kyoto Protocol's Clean Development Mechanism. | Barclays Global Carbon II TR USD Index | NYSE Arca | GRN |
ENVIRONMENT | Low Carbon and Fossil Fuel Free | London and Europe | iShares MSCI ACWI Low Carbon Target ETF | Blackrock | 0.20% | The index is comprised of large and mid-capitaliza- tion developed and emerging market equities with a lower carbon exposure than that of the broad market. | MSCI ACWI Low Carbon index | NYSE Arca | CRBN |
ENVIRONMENT | Low Carbon and Fossil Fuel Free | London and Europe | SPDR MSCI Emerging Markets Fossil Fuel Reserves Free ETF | State Street Global Advisors | 0.30% | The ETF provides exposure to large and mid-cap companies across 23 emerging market countries. It excludes compa- nies that own proved and proba- ble coal, oil or natural gas reserves used for energy purposes. | MSCI Emerging Markets ex Fossil Fuels Index | NYSE Arca | EEMX |
ENVIRONMENT | Low Carbon and Fossil Fuel Free | London and Europe | SPDR MSCI EAFE Fossil Fuel Reserves Free ETF | State Street Global Advisors | 0.30% | The ETF provides exposure to large and mid-cap companies across developed market Europe, Australasia, and Far East countries. It excludes compa- nies that own proved and proba- ble coal, oil or natural gas reserves used for energy purposes. | MSCI EAFE ex Fossil Fuels Index | NYSE Arca | EFAX |
ENVIRONMENT | Low Carbon and Fossil Fuel Free | London and Europe | SPDR MSCI ACWI Low Carbon Target ETF | State Street Global Advisors | 0.30% | The MSCI ACWI Low Carbon Target Index is designed to address two dimensions of carbon exposure � carbon emissions and fossil fuel reserves. By overweighting international companies with low carbon emissions relative to sales and per dollar of market capitalization, the Index aims to reflect a lower carbon exposure than that of the broad market. | MSCI ACWI Low Carbon Target Index | NYSE Arca | LOWC |
ENVIRONMENT | Low Carbon and Fossil Fuel Free | London and Europe | SPDR SandP500 Fossil Fuel Reserves Free ETF | State Street Global Advisors (SSGA) Fund Manage- ment Inc. | 0.25% | The index is comprised of companies listed in the SandP 500 that do not own any fossil fuel reserves, based on data provided by RobecoSAM. | SandP500 Fossil Fuel Free Index | NYSE Arca | SPYX |
ENVIRONMENT | Other | London and Europe | Etho Climate Leadership US ETF | ETHO Capital / ETF Managers Group | 0.49% | A porftolio of diversified, socially responsible, fossil-fuel free companies. | ETHO Climate Leadership Index | NYSE Arca | ETHO |
ENVIRONMENT | Other | Europe | EcoLogical Strategy ETF | Strategy Shares Inc | 2.38% | Invests 80% of net assets in ecological- ly focused compa- nies, i.e. those that have positioned their business to respond to increased environ- mental legislation, cultural shifts towards environ- mentally conscious consumption, and capital investments in environmentally oriented projects | n/a (it is an active ETF) | NYSE Arca | HECO |
ENVIRONMENT | Other | Europe | KraneShares MSCI China Environment ETF New | Krane- Shares | 0.80% | Chinese companies that derive at least 50% of their revenues from environmentally beneficial products and services. The ETF focuses on five key themes: Alternative Energy, Sustainable Water, Green Building, Pollution Prevention and Energy Efficien- cy. | MSCI China IMI Environ- ment 10/40 Index | NYSE | KGRN |
ENVIRONMENT | Other | Europe | VanEck Vectors Environmen- tal Services ETF | VanEck | 0.95% | The index is comprised of companies that are involved in waste collection, transfer and disposal, recycling, soil remediation, wastewater management and environmental consulting services. | NYSE Arca Environmental Services Index | NYSE Arca | EVX |
IMPACT INVESTING | General | Europe | Change Finance Diversified Impact US Large Cap Fossil Fuel Free ETF New | Change Finance | 0.49% | Provides exposure to 100 US compa- nies that pass a rigorous set of screens. The screens exclude oil, gas, coal, tobacco, nuclear power, GMO, military weapons, contro- versial business practices and failure to meet minimum ESG standards. | Change Finance Diversified Impact US Large Cap Fossil Fuel Free Index | NYSE | CHGX |
IMPACT INVESTING | Sustainable Development Goals | London and Europe | Sustainable Development Goals Global Equity ETF New | Impact Shares | 0.76% | Invests in global companies with strong practices relative to the UN Sustainable Devel- opment Goals and who are actively engaged in the 47 Least Developed Countries. | Morningstar Societal Development Index | NYSE Arca | SDGA |
IMPACT INVESTING | Sustainable Development Goals | USA | iShares Sustainable MSCI Global Impact ETF | BlackRock | 0.49% | Positive impact companies that derive a majority of their revenue from products and services that address at least one of the world�s major social and environ- mental challenges as identified by the United Nations Sustainable Development Goals. | Sustainable Impact Index | NASDAQ | MPCT |
IMPACT INVESTING | General | USA | JUST US Large Cap Equity ETF New | Goldman Sachs Asset Manage- ment | 0.20% | Invets in U.S. companies that are driving positive change on issues such as worker pay and well-being, customer treatment and privacy, beneficial products, the environment, job creation and strong communi- ties. Each company is selected based on their rankings through JUST Capital�s polling. | JUST U.S. Large Cap Diversified Index | NYSE Arca | JUST |
IMPACT INVESTING | General | USA | Serenity Shares IMPACT ETF | Serenity Shares | 0.50% | The ETF provides exposure to US companies that are screened to (a) eliminate tobacco; oil, gas, and coal exploration; and weapons, and (b) select companies that meet their market cap, price, and liquidity screens. The remaining companies are then reviewed to identify the companies that have a direct, beneficial impact that addresses societal, or environ- mental challenges. | SSI IMPACT Index | NYSE | ICAN |
EQUALITY AND DIVERSITY | Disability | USA | Barclays Return on Disability ETN | Barclays | 0.45% | To rank companies based on their activities relating to people with disabilities across three key areas: talent, customer and productivity. The Index Aims to invest in 100 stocks that perform the best in these categories. | Return on Disability US LargeCap ETN Total Return USD Index | NYSE Arca | RODI |
EQUALITY AND DIVERSITY | Women | USA | Barclays Women in Leadership ETN | Barclays | 0.45% | Provides exposure to U.S. based companies that satisfy one, or both, of the gender diversity criteria of having a female chief executive officer or having at least 25% female members on the board of directors. | Barclays Women in Leadership Total Return USD Index | NYSE Arca | WIL |
EQUALITY AND DIVERSITY | General | London and Europe | iShares Thomson Reuters Inclusion and Diversity UCITS ETF USD (Acc) New | Blackrock | 0.25% | The ETF invests in c.100 companies ranked based on their Diversity, Inclusion, People Development and News Controversies values. The goal is to invest in next generation compa- nies across devel- oped and emerging markets, that have the potential to foster innovative environments leading to long-term growth. | Thomson Reuters Global Large/Mid Diversity and Inclusion ex Controversial Weapons Equal Weight Index | London and Europe | OPEN |
EQUALITY AND DIVERSITY | Women | London and Europe | Lyxor Global Gender Equality (DR) UCITS ETF C-USD New | Lyxor Investment Manage- ment | 0.20% | Invests in 150 global companies that score highly for gender equality according to 19 criteria defined by Equileap. The porftolio also excludes companies involved in weap- ons, gambling, tobacco and those on the Norweigian Ethics council list. | Solactive Equileap Global Gender Equality Net Total Return Index | London and Europe | GEND |
EQUALITY AND DIVERSITY | Minorities | London and Europe | NACP Minority empower- ment ETF New | Impact Shares | 0.76% | Invest in US Companies with strong racial and ethnic diversity policies in place. | Morningstar Minority Empower- ment Index | NYSE Arca | NACP |
EQUALITY AND DIVERSITY | Women | London and Europe | SPDR SSGA Gender Diversity Index ETF | State Street Global Advisors (SSGA) Fund Manage- ment Inc. | 0.20% | The index invests in companies that support women in leadership based on the number of women on the board and in executive positions. | SSGA Gender Diversity index | NYSE Arca | SHE |
EQUALITY AND DIVERSITY | Women | London and Europe | UBS ETF (IE) Global Gender Equality UCITS ETF (hedged to GBP) A-acc New | UBS Asset Manage- ment | 0.30% | Invests in 100 global companies that score highly for gender equality according to 19 criteria defined by Equileap. The porftolio also excludes companies involved in weap- ons, gambling, tobacco and those on the Norweigian Ethics council list. | Solactive Equileap Global Gender Equality 100 Leaders (GBP Hedged) index | London and Europe | GENG |
EQUALITY AND DIVERSITY | Women | London and Europe | YWCA Women's Empower- ment ETF New | Impact Shares | 0.76% | Invests in US companies with strong policies and practices in support of women's empowerment and gender equality. | Morningstar Women's Empower- ment Index | NYSE Arca | WOMN |
EQUALITY AND DIVERSITY | LGBT | London and Europe | Workplace Equality Porftolio ETF | Segall Bryant and Hamill | 0.75% | The index is comprised of US companies that support LGBT equality in the workplace e.g. health benefits to same sex partners. | Workplace Equality Index | NYSE Arca | EQLT |
ESG | Australian Listed | London and Europe | BetaShares Global Sustainability Leaders ETF | BetaShares | 0.59% | The Fund invests in global stocks that are �Climate Leaders� and have also passed other eligibility screens designed to exclude companies with direct or significant exposure to the fossil fuel industry or engaged in other activities deemed inconsistent with responsible investment consid- erations. | Nasdaq Future Global Sustainability Leaders Index | ASX | ETHI |
ESG | Australian Listed | Australia | Betashares Australian Sustainability Leaders ETF New | BetaShares | 0.49% | The Fund invests in Australian compa- nies that have passed eligibility screens to exclude companies with significant exposure to the fossil fuel industry or engaged in other activities deemed inconsis- tent with responsi- ble investment considerations | Nasdaq Future Australian Sustainability Leaders Index | ASX | FAIR |
ESG | Australian Listed | Australia | Russell Australian Responsible Investment ETF | Russell Invest- ments | 0.45% | The index is weighted towards companies that demonstrate positive ESG criteria. It also excludes companies that have a material involvement in: i) The manufac- ture and distribu- tion of tobacco, alcohol, gambling, pornography and armaments. ii) Production or combustion of more carbon-in- tensive fossil fuels | Russell Australia ESG High Dividend Index | ASX | RARI |
ESG | Australian Listed | Australia | UBS IQ MSCI Australia Ethical ETF | UBS | 0.17% | The index starts with the MSCI Australia index (c.70 companies) and then excludes those companies involved in tobacco or controversial weapons (0 companies). | MSCI Australia ex Tobacco and Contro- versial Weapons Index | ASX | UBA |
ESG | Australian Listed | Australia | UBS IQ MSCI World ex Australia Ethical ETF | UBS | 0.35% | The index starts with the MSCI World ex Australia index (c.1500 stocks), and then excludes those companies involved in tobacco or controversial weapons (11 companies). | MSCI World ex Australia ex Tobacco ex Controversial Weapons Index | ASX | UBW |
ESG | Australian Listed | Australia | UBS IQ MSCI Europe Ethical ETF | UBS | 0.40% | The index starts with the MSCI Europe index (c.430 companies) and then excludes those that are involved in tobacco or contro- versial weapons (3 companies) | MSCI Europe ex Tobacco ex Controversial Weapons Index | ASX | UBE |
ESG | Australian Listed | Australia | UBS IG MSCI Japan Ethical ETF | UBS | 0.40% | The Index starts with MSCI Japan Index (c.320 stocks) and then excludes companies involved in tobacco or controversial weapons (1 company) | MSCI Japan ex Tobacco and Controversial weapons Index | ASX | UBJ |
ESG | Australian Listed | Australia | UBS IG MSCI Asia APEX 50 Ethical ETF | UBS | 0.45% | The Index is comprised of the 50 largest stocks in the Asia region (ex Japan), excluding companies involved in tobacco or controversial weapons (0 companies). | MSCI Asia Apex 50 ex Tobacco and Controversial weapons Index | ASX | UBP |
ESG | Australian Listed | Australia | UBS IQ MSCI USA Ethical ETF | UBS | 0.20% | The index starts with the MSCI USA (c. 610 companies) and excludes those that are involved in tobacco or contro- versial weapons (7 companies). | MSCI USA ex Tobacco and Controversial Weapons | ASX | UBU |
ESG | Australian Listed | Australia | VanEck Vectors MSCI International Sustainable Equity ETFs New | VanEck | 0.55% | Invests in sustain- able international companies in developed markets (ex Australia) that form part of the index. | MSCI World ex Australia ex Fossil Fuel Select SRI and Low Carbon Capped Index | ASX | ESGI |
ESG | Australian Listed | Australia | Vanguard Ethically Conscious International Shares Index ETF New | Vanguard | 0.18% | Invests in global companies (ex-Aus- tralia) and excludes companies with significant business activities involving fossil fuels, alcohol, tobacco, gambling, military weapons and civilian firearms, nuclear power and adult entertainment. | FTSE Devel- oped ex-Aus- tralia ex Non-renew- able Energy, Vice Products and Weapons Index | ASX | VESG |
ESG | European Listed | London and Europe | Franklin LibertyQ Global Equity SRI UCITS ETF New | Franklin Templeton Invest- ments | 0.40% | Invests in global companies. | MSCI AC World SRI Index | London and Europe | FRGE |
ESG | European Listed | London and Europe | iShares MSCI Europe SRI UCITS ETF | Blackrock | 0.30% | The index is comprised of European compa- nies with high MSCI ESG scores and excludes those companies involved in nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertain- ment. | MSCI Europe SRI Index | London and Europe | IESE |
ESG | European Listed | London and Europe | iShares MSCI USA SRI UCITS ETF | Blackrock | 0.30% | The index is comprised of US companies with high MSCI ESG scores and excludes those companies involved in nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertainment. | MSCI USA SRI Index | London and Europe | SUAS |
ESG | European Listed | London and Europe | iShares MSCI Japan SRI EUR Hedged | Blackrock | 0.30% (un- hedged) 0.35% (hedged) | The index is comprised of Japanese compa- nies with high MSCI ESG scores and excludes those companies involved in nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertain- ment. | MSCI Japan SRI | London and Europe | SUJP (un- hedged) SUSJ (hedged) |
ESG | European Listed | London and Europe | iShares Dow Jones Global Sustainability Screened UCITS ETF | Blackrock | 0.60% | The index tracks the stock performance of the leading global companies in terms of ESG criteria, and excludes any companies involved in alcohol, tobacco, gambling, arma- ments and firearms and adult entertain- ment. | Dow Jones Sustainability World Enlarged Index ex Alcohol, Tobacco, Gambling, Armaments and Firearms and Adult Enter- tainment. | London and Europe | IGSG |
ESG | European Listed | London and Europe | iShares MSCI Emerging Markets SRI UCITS ETF | Blackrock | 0.35% | The index is comprised of ESG screened compa- nies located in emerging markets. The index excludes nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertain- ment. | MSCI Emerg- ing Markets Socially Responsible Investment Index | London and Europe | SUSM |
ESG | European Listed | London and Europe | Lyxor MSCI EM ESG Trend Leaders UCITS ETF - Acc New | Lyxor Investment Manage- ment | 0.30% | Invests in compa- nies in emerging markets that have a strong ESG profile relative to their sector, as well as a positive trend in improving that profile. The ETF also excludes companies from ESG sensitive sectors or whose products or activities have the potential for negative social or environmental impact. | MSCI EM Select ESG Rating and Trend Leaders Net Return USD Index | London and Europe | MESG |
ESG | European Listed | Europe | Lyxor MSCI EMU ESG Trend Leaders (DR) UCITS ETF - Acc New | Lyxor Investment Manage- ment | 0.20% | Invests in European companies that have a robust ESG profile relative to their sector, as well as a positive trend in improving that profile. Companies from ESG sensitive sectors or whose products or activities have the potential for negative social or environmental impact are exclud- ed. | MSCI EMU Select ESG Rating and Trend Leaders Net Return EUR Index | Europe | EESG |
ESG | European Listed | London and Europe | Lyxor MSCI World ESG Trend Leaders (DR) UCITS ETF - Acc New | Lyxor Investment Manage- ment | 0.30% | Invests in compa- nies in developed countries that have a strong ESG profile relative to their sector, as well as a positive trend in improving that profile. It excludes companies from ESG sensitive sectors or whose products or activities have the potential for negative social or environmental impact. | MSCI World Select ESG Rating and Trend Leaders Net Return USD Index. | London and Europe | WESG |
ESG | European Listed | London and Europe | UBS MSCI UK IMI Socially Responsible UCITS ETF | UBS | 0.28% | The index targets UK companies with high ESG ratings, as determined by MSCI. The index also excludes nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertainment. | MSCI UK IMI Socially Responsible Index (5% Issuer Cap) Total Return Index | London and Europe | UKSR |
ESG | European Listed | London and Europe | UBS MSCI EMU Socially Responsible UCITS ETF | UBS | 0.28% | The index targets European compa- nies with high ESG ratings, as deter- mined by MSCI. The index also excludes nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertainment. | MSCI Europe- an Monetary Union (EMU) Socially Responsible Investments (5% Issuer Cap) Total Return Index | London and Europe | UB39 |
ESG | European Listed | London and Europe | UBS MSCI USA Socially Responsible ETF | UBS | 0.33% | The index targets US companies with high ESG ratings, as determined by MSCI. The index also excludes nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertainment. | MSCI USA Socially Responsible Investment (5% Issuer Cap) Total Return Index | London and Europe | UC46 |
ESG | European Listed | London and Europe | UBS MSCI Japan Socially Responsible ETF | UBS | 0.40% | The index targets Japanese compa- nies with high ESG ratings, as deter- mined by MSCI. The index also excludes nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertainment. | MSCI Japan Socially Responsible Investments (5% Issuer Cap) Total Return Index | London and Europe | JPSR |
ESG | European Listed | London and Europe | UBS MSCI Pacific Socially Responsible ETF | UBS | 0.40% | The index targets companies in the Pacific with high ESG ratings, as determined by MSCI. The index also excludes nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertainment. Countries in the Pacific include Japan, Australia, Singapore, HK and New Zealand. | MSCI Pacific Socially Responsible Investments (5% Issuer Cap) Total Return Index | London and Europe | UB45 |
ESG | European Listed | London and Europe | UBS MSCI World SR | UBS | 0.38% | The index targets global companies with high ESG ratings, as deter- mined by MSCI. The index also excludes nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertainment. | MSCI World Socially Responsible (5% Issuer Cap) Total Return Index | London and Europe | UC44 |
ESG | European Listed | London and Europe | UBS MSCI Emerging Markets Socially Responsible ETF | UBS | 0.53% | The index targets companies in Emerging Markets with high ESG ratings, as deter- mined by MSCI. The index also excludes nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertainment. | MSCI Emerg- ing Markets SRI 5% Issuer Cap Total Return Index | London and Europe | UC79 |
ESG | European Listed | Europe | Xtrackers ESG MSCI Europe UCITS ETF 1C New | Deutsche Asset Manage- ment | 0.20% | Invests in European companies with strong ESG perfor- mance, as well as low current and potential carbon emissions, compared to their competitors. | MSCI Europe ESG Leaders Low Carbon Ex Tobacco Involvement 5% Index | Europe | XZEU |
ESG | European Listed | Europe | Xtrackers ESG MSCI Japan UCITS ETF 1C New | Deutsche Asset Manage- ment | 0.20% | Invests in Japanese companies with strong ESG perfor- mance, as well as low current and potential carbon emissions, compared to their competitors. | MSCI Japan ESG Leaders Low Carbon ex Tobacco Involvement 5% index | Europe | XZMJ |
ESG | European Listed | Europe | Xtrackers ESG MSCI USA UCITS ETF 1C New | Deutsche Asset Manage- ment | 0.15% | Invests in large and mid-cap US compa- nies that have higher ESG charac- teristics, and lower carbon exposure compared to their peers. The fund excludes tobacco stocks. | MSCI USA ESG Leaders Low Carbon ex Tobacco Involvement 5% Index | Europe | XZMU |
ESG | European Listed | Europe | Xtrackers ESG MSCI World UCITS ETF 1C New | Deutsche Asset Manage- ment | 0.20% | Invests in large and mid-cap companies that have higher ESG characteristics, and lower carbon exposure compared to their peers. The fund excludes tobacco stocks. | MSCI World ESG Leaders Low Carbon Ex Tobacco Involvement 5% Index | Europe | XZW0 |
ESG | USA Listed | USA | ClearBridge Dividend Strategy ESG ETF | Legg Mason | 0.60% | The ETF invests in US companies (SandP500) with compelling dividends, strong balance sheets, dominant market positions and potential for dividend growth through innovative products and services. These companies are also screened to include those that promote best practice when it comes to ESG. | See invest- ment strategy | NASDAQ | YLDE |
ESG | USA Listed | USA | ClearBridge Large Cap Growth ESG ETF | Legg Mason | 0.59% | Invests in US stocks NASDAQ LRGE (selected from the Russell 1000 Growth Index) that have attractive valuations and promote best practice with regards to ESG. | See invest- ment strategy | NASDAQ | LRGE |
ESG | USA Listed | USA | Columbia Sustainable U.S. Equity Income ETF | Columbia Threadnee- dle Invest- ments | 0.35% | The index looks for companies in the MSCI US Index ex REITS with a MSCI ESG score > BB* and a dividend yield > 1%. It then selects the top 100 companies on a combination of their total score and financial metrics. | Beta Advan- tage Sustain- able US Equity Income 100 Index | NYSE Arca | ESGS |
ESG | USA Listed | USA | Columbia Sustainable Global Equity Income ETF | Columbia Threadnee- dle Invest- ments | 0.40% | The index looks for companies in the MSCI World ex US Index (ex REITS) and MSCI US Index (ex REITS) with a ESG score > BB* and a dividend yield > 1%. It then selects the top 200 companies based on a combi- nation of their total score and financial metrics. | Beta Advan- tage Sustain- able Global Equity Income 200 Index. | NYSE Arca | ESGW |
ESG | USA Listed | USA | Columbia Sustainable International Equity Income ETF | Columbia Threadnee- dle Invest- ments | 0.45% | The index looks for companies in the MSCI World ex USA index with a MSCI ESG score of at least BBB* and a dividend yield > 1%. It then selects the top 100 companies based on a combi- nation of their total score and financial metrics. | Beta Advan- tage Sustain- able Interna- tional Equity Income 100 Index. | NYSE Arca | ESGN |
ESG | USA Listed | USA | FlexShares STOXX US ESG Impact Index Fund | FlexShares | 0.35% | The index assesses global companies based on FlexShares ESG scoring methodology. | STOXX US ESG Impact Index | NASDAQ | ESG |
ESG | USA Listed | USA | FlexShares STOXX Global ESG Impact Index Fund | FlexShares | 0.45% | The index assesses global companies based on FlexShares ESG scoring methodology. | STOXX Global ESG Impact Index | NASDAQ | ESGG |
ESG | USA Listed | USA | Global X Conscious Companies ETF | Global X Manage- ment Company | 0.43% | The Index aims to invest in companies that achieve performance in a sustainable and responsible manner and have positive ESG characteristics. To determine this, the ETF focuses on companies achiev- ing positive outcomes for customers, suppli- ers, stock and debt holders, local communities and employees. | Concinnity Conscious Companies Index | NASDAQ | KRMA |
ESG | USA Listed | USA | iShares MSCI KLD 400 Social ETF | Blackrock | 0.25% | The index is comprised of U.S. companies that have positive ESG characteristics as identified by MSCI. The index also excludes companies involved in nuclear power, tobacco, alcohol, gambling, military weapons, civilian firearms, GMOs and adult entertainment. | MSCI KLD 400 Social index | NYSE Arca | DSI |
ESG | USA Listed | USA | iShares MSCI USA ESG Select ETF | Blackrock | 0.25% | The index is comprised of U.S. companies that have positive ESG characteristics, as identified by MSCI. | MSCI USA ESG Select Index | NYSE Arca | SUSA |
ESG | USA Listed | USA | iShares MSCI USA Small-Cap ESG Optimized ETF New | Blackrock | 0.17% | Invests in an optimized index designed to produce investment results similar to the index of small-cap U.S. companies, while reflecting a higher allocation to those companies with favorable ESG profiles. | MSCI USA Small Cap Extended ESG Focus Index | CBOE BZX | ESML |
ESG | Canadian Listed | Canada | iShares Jantzi Social Index ETF (XEN-TSX) | Blackrock | 0.55% | The index is comprised of Canadian compa- nies that pass set ESG rating criteria and excludes companies with significant involve- ment in nuclear power, manufacture of tobacco products and weapons related contracting. | Jantzi Social Index | TSX | XEN |
ESG | USA Listed | USA | iShares MSCI EAFE ESG Optimized ETF | Blackrock | 0.20% | The index is composed of global companies (ex US and Canada) that have positive MSCI ESG characteristics and exhibit similar risk and return characteristics to the parent index (MSCI EAFE). | MSCI EAFE ESG index | NASDAQ | ESGD |
ESG | USA Listed | USA | iShares MSCI EM ESG Optimized ETF | Blackrock | 0.25% | The index is comprised of companies located in emerging markets that have positive ESG characteristics as identified by MSCI. The index also excludes tobacco and controversial weapons. The index is optimised to maximise the exposure to ESG factors, and minimise the tracking error to the MSCI EM index. | MSCI EM ESG Focus index | NASDAQ | ESGE |
ESG | USA Listed | USA | iShares MSCI USA ESG Optimized ETF | BlackRock | 0.15% | The ETF provides exposure to U.S. companies that have positive ESG characteristics (as determined by MSCI) while exhibiting risk and return characteris- tics similar to those of the parent index (MSCI USA). | MSCI USA ESG Focus Index | NASDAQ | ESGU |
ESG | USA Listed | USA | NuShares ESG Emerging Markets Equity ETF | Nuveen | 0.45% | Companies in EM that meet certain ESG, controversial business involve- ment and low-car- bon screening criteria. | TIAA ESG Emerging Markets Equity Index | BATS | NUEM |
ESG | USA Listed | USA | NuShares ESG Large-Cap Growth ETF | Nuveen | 0.35% | Large Cap US growth companies that meet ESG, controversial business involve- ment and low-car- bon screening criteria. | TIAA ESG USA Large-Cap Growth Index | BATS | NULG |
ESG | USA Listed | USA | NuShares ESG International Developed Markets Equity ETF | Nuveen | 0.40% | International (excluding North America) companies that meet ESG, controversial business involve- ment and low-car- bon screening criteria. | TIAA ESG International Developed Markets Equity Index | BATS | NUDM |
ESG | USA Listed | USA | NuShares ESG Small-Cap ETF | Nuveen | 0.40% | Small-cap US companies that meet ESG, contro- versial business involvement and low-carbon screen- ing criteria. | TIAA ESG USA Small-Cap Index | BATS | NUSC |
ESG | USA Listed | USA | NuShares ESG Large-Cap Value ETF | Nuveen | 0.35% | Large Cap US value companies that meet ESG, contro- versial business involvement and low-carbon screen- ing criteria. | TIAA ESG USA Large-Cap Value Index | BATS | NULV |
ESG | USA Listed | USA | NuShares ESG Mid-Cap Growth ETF | Nuveen | 0.40% | Mid-Cap US growth companies that meet ESG, contro- versial business involvement and low-carbon screen- ing criteria. | TIAA ESG USA Mid-Cap Index | BATS | NUMG |
ESG | USA Listed | USA | NuShares ESG Mid-Cap Value ETF | Nuveen | 0.40% | Mid-Cap US growth companies that meet ESG, contro- versial business involvement and low-carbon screen- ing criteria. | TIAA ESG USA Mid-Cap Index | BATS | NUMV |
ESG | USA Listed | USA | Oppenheimer ESG Revenue ETF | Oppen- heimer | 0.40% | This ETF invest in US companies (select- ed from the SandP500) that have above average ESG scores, and good controversy scores. The remaining companies are then weighted by total revenue, rather than market capitalisation. | OFI Revnue Weighted ESG Index | NYSE Arca | ESGL |
ESG | USA Listed | USA | Oppenheimer ESG Revenue ETF | Oppen- heimer | 0.45% | The ETF provides access to global companies by investing in the top 50% of securities in the MSCI All Country World Index by ESG score, and is weighted by top line revenue instead of market capitalization. | OFI Revnue Weighted Global ESG Index | NYSE Arca | ESGF |
BONDS | ESG | USA | iShares ESG 1-5 Year USD Corporate Bond ETF | BlackRock | 0.12% | Exposure to a U.S. dollar-denominat- ed, investment grade corporate bonds, with a maturity of 1-5 years, issued by companies that have positive ESG characteristics. | Bloomberg Barclays MSCI US Corporate 1-5 Year ESG Focus Index | NASDAQ | SUSB |
BONDS | ESG | USA | iShares ESG USD Corpo- rate Bond ETF | BlackRock | 0.18% | Exposure to a U.S. dollar-denominat- ed, investment grade corporate bonds issued by companies that have positive ESG characteristics | Bloomberg Barclays MSCI US Corporate ESG Focus Index | NASDAQ | SUSC |
BONDS | ESG | | iShares Euro Corporate Bond Sustain- ability Screened 0-3yr UCITS ETF | Blackrock | 0.25% | The ETF provides diversified exposure to 0-3yr Euro denominated, global, investment grade, corporate bonds with MSCI ESG ratings from the top 4 levels. | Barclays MSCI Euro Corpo- rate 0-3yr Sustainability ex Controver- sial Weapons Index | London and Europe | SUSE |
BONDS | ESG | USA | NuShares ESG U.S. Aggre- gate Bond ETF | Nuveen | 0.20% | The ETF provides exposure to U.S. investment grade bonds that satisfy ESG and low-carbon criteria. It provides exposure to government bonds, corporate bonds, and structured credit (e.g. asset-backed securities). | Bloomberg Barclays MSCI US Aggregate ESG Select Index | NYSE Arca | NUBD |
BONDS | ESG | USA | ESG Sage Intermediate Credit ETF New | Sage Advisory | 0.65% | Exposure to a diversified porftolio of investment grade corporate bonds issued by compa- nies with best-in-class ESG characteristics, strong fundamen- tals, and a high degree of liquidity. | Sage ESG Credit Intermediate Index | BATS | GUDB |
BONDS | Green Bonds | USA | VanEck Vectors Green Bond ETF | VanEck | 0.30% | The index is comprised of green bonds that are issued to finance environmentally friendly projects, and includes bonds issued by suprana- tional, government, and corporate issuers globally in multiple currencies. | SandP Green Bond Select Index | NYSE Arca | GRNB |
BONDS | ESG | Australia | Vanguard Ethically Conscious Global Aggregate Bond Index Hedged ETF New | Vanguard | 0.26% | Invests in interna- tional bonds issued by governments and corporate issues. Excludes bonds issued by compa- nies with significant business activites in fossi fuels, alcohol, tobacco, gambling, military weapons, civilian firewars, nuclear power and adult entertain- ment. | Bloomberg Barclays MSCI Global Aggregate SRI Exclusions Float Adjusted Index (hedged into AUD) | ASX | VEFI |
URANIUM | Uranium | USA | Global X Uranium ETF | Global X Manage- ment Company | 0.69% | The index invests in global companies involved in the uranium industry. | Solactive Global Uranium Total Return Index | NASDAQ | URA |
ORGANIC | Organic Products | USA | The Organics ETF | Janus Capital | 0.50% | Companies globally that service, produce, distribute, market or sell organic food, beverage, cosmet- ics, supplements or packaging. | Solactive Organics Index | NASDAQ | ORG |
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